Our investment portfolio

Offering a wide-range of investment opportunities.

Through our affiliation with Advanced Equities, we provide access to exclusive late-stage equity opportunities.

Through First Allied Securities, Inc. we offer a wide-range of non-proprietary Wealth Management Services including access to Greenbook Financial for Doctors and Business Owners. Together, we offer you the objectivity of working with an independent Wealth Management Team combined with the stability and strength to access the world's financial markets and a wealth of investment resources.

Below is a detailed list of financial product offerings through us and our wealth management group.

High Net Worth

Exclusive Investment Opportunities through Advanced Equities and their worlds leading investors*

Greenbook Financial Services

Integrated financial planning designed for Doctors and Business Owners.

Alternative Investments

REITs
Equipment leasing
Managed futures
Hedge Funds*
Equity-linked notes
Oil & Gas Programs*
Tax Credit Programs
Real Estate LLC's
Mortgage Funds*

Stocks

NYSE-listed stocks
NASDAQ over-the counter
All other major exchanges
Foreign stocks
Initial public offerings
Margin accounts
Corporate finance
Investment banking
144 and other restricted securities sales
Employee stock-option plans

Cash Management

Daily sweep accounts
Money markets
Insured CDs
Online account access

Retirement Accounts

IRAs
SEP/IRAs
Roth IRAs
Education IRAs
Simple IRAs
Defined contribution
Money-purchase pension plan
Profit-sharing plan
403(b)
401(k)

Mutual Funds

Open-end funds
Closed-end funds
Networking
Dividend reinvestment

Unit Investment Trusts

Performance Based Asset Management

Independent manager search
Performance monitoring and reporting
Wrap-fee accounts
Asset allocation
Fee-in-lieu accounts
Outside managed accounts

Bonds

CMOs
Convertible
Corporate
Municipal
Zero coupon