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Our investment portfolio

Offering a wide-range of investment opportunities.

Through our affiliation with Advanced Equities, we provide access to exclusive late-stage equity opportunities.

Through First Allied Securities, Inc. we offer a wide-range of non-proprietary Wealth Management Services including access to Greenbook Financial for Doctors and Business Owners. Together, we offer you the objectivity of working with an independent Wealth Management Team combined with the stability and strength to access the world's financial markets and a wealth of investment resources.

Below is a detailed list of financial product offerings through us and our wealth management group.

High Net Worth

  • Exclusive Investment Opportunities through Advanced Equities and their worlds leading investors*

Greenbook Financial Services

  • Integrated financial planning designed for Doctors and Business Owners.

Alternative Investments

  • REITs
  • Equipment leasing
  • Managed futures
  • Hedge Funds*
  • Equity-linked notes
  • Oil & Gas Programs*
  • Tax Credit Programs
  • Real Estate LLC's
  • Mortgage Funds*

Stocks

  • NYSE-listed stocks
  • NASDAQ over-the counter
  • All other major exchanges
  • Foreign stocks
  • Initial public offerings
  • Margin accounts
  • Corporate finance
  • Investment banking
  • 144 and other restricted securities sales
  • Employee stock-option plans

Cash Management

  • Daily sweep accounts
  • Money markets
  • Insured CDs
  • Online account access

Retirement Accounts

  • IRAs
  • SEP/IRAs
  • Roth IRAs
  • Education IRAs
  • Simple IRAs
  • Defined contribution
  • Money-purchase pension plan
  • Profit-sharing plan
  • 403(b)
  • 401(k)

Mutual Funds

  • Open-end funds
  • Closed-end funds
  • Networking
  • Dividend reinvestment

Unit Investment Trusts

Performance Based Asset Management

  • Independent manager search
  • Performance monitoring and reporting
  • Wrap-fee accounts
  • Asset allocation
  • Fee-in-lieu accounts
  • Outside managed accounts

Bonds

  • CMOs
  • Convertible
  • Corporate
  • Municipal
  • Zero coupon

Government Securities

  • Ginnie Maes
  • Treasury bills
  • Treasury bonds
  • Treasury notes

Options

  • All major exchanges

*Available only to Accredited and Qualified Investors.